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securities companies

См. также в других словарях:

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters …   Wikipedia

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • Companies Office — Agency overview Jurisdiction New Zealand Parent agency New Zealand Ministry of Economic Development Website http://www.companies.govt.nz/ The New Zeal …   Wikipedia

  • Securities and Exchange Commission, Bangladesh — Securities and Exchange Commission(SEC) is the regulator of the capital market of Bangladesh,comprising of Dhaka Stock Exchange and Chittagong Stock Exchange.BackgroundSEC was established on 8th June, 1993 under the Securities and Exchange… …   Wikipedia

  • Securities Exchange Act of 1934, as amended — (Exchange Act) USA The federal statute regulating reporting obligations of reporting companies, tender offers, certain trading practices, insider trading and the registration and conduct of broker dealers. The SEC requires that public companies… …   Law dictionary

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …   Law dictionary

  • Securities Commission — (SC) (Malay: Suruhanjaya Sekuriti ) is a main governing body in Malaysia. The main headquarters is in Bukit Kiara near National Science Centre, Kuala Lumpur.The following is taken from the SC website and gives a brief description of SC s… …   Wikipedia

  • Companies Acts — the Acts that provide the statutory framework within which companies operate in the UK. The principal Acts are now the Companies Act 1985, the Business Names Act 1985, the Company Securities (Insider Dealing) Act 1985, the Companies Consolidation …   Law dictionary

  • Securities and Exchange Commission — Securities and Ex|change Com|mis|sion, the the SEC a US government organization which makes sure that people and companies obey the laws about the sale of ↑stocks and ↑bonds …   Dictionary of contemporary English

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