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regulatory+organisation

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  • Investment Management Regulatory Organisation — (IMRO) The former self regulating organisation which regulated those carrying on the following types of investment business under the Financial Services Act 1986: • Discretionary investment management. • Management of unit trusts and pension… …   Law dictionary

  • self-regulatory organisation — ( SRO) In the UK a recognised controlling body which regulates a specified class of investment business. Exchange Handbook Glossary …   Financial and business terms

  • Investment Management Regulatory Organisation — /ɪnˌvestmənt ˌmænɪd mənt regjυlət(ə)ri ˌɔ: ənaɪzeɪʃ(ə)n/ noun a self regulatory organisation which regulates managers of investment funds, such as pension funds, now part of the FSA. Abbreviation IMRO …   Dictionary of banking and finance

  • self-regulatory organisation — /self ˌregjυlət(ə)ri ˌɔ:gənaɪ zeɪʃ(ə)n/ noun an organisation, such as the Securities and Futures Authority, which regulates the way in which its own members carry on their business. Abbreviation SRO …   Dictionary of banking and finance

  • Regulatory Affairs — (RA), also called Government Affairs, is a profession within regulated industries, such as pharmaceuticals, medical devices, energy, and banking. Regulatory Affairs also has a very specific meaning within the healthcare industries… …   Wikipedia

  • Regulatory economics — is the economics of regulation, in the sense of the application of law by government that is used for various purposes, such as centrally planning an economy, remedying market failure, enriching well connected firms, or benefiting politicians… …   Wikipedia

  • Regulatory Information Services — (RIS) sind Dienste zur Veröffentlichung meldepflichtiger, regulatorischer Nachrichten von börsenkotierten Unternehmen an der London Stock Exchange (LSE). Die Kotierungsregeln sind im Handbuch der britischen Finanzaufsichtsbehörde FSA (Financial… …   Deutsch Wikipedia

  • Investment Management Regulatory Organisation — ( IMRO) A SRO (See Self Regulating Organisations) for fund managers. Dresdner Kleinwort Wasserstein financial glossary …   Financial and business terms

  • Regulatory capture — In economics, regulatory capture occurs when a state regulatory agency created to act in the public interest instead advances the commercial or special interests that dominate the industry or sector it is charged with regulating. Regulatory… …   Wikipedia

  • Organisation of the Government of Singapore — Singapore This article is part of the series: Politics and government of Singapore Constitution Legislature …   Wikipedia

  • Regulatory compliance — Compliance (regulation) redirects here. For other uses, see Compliance (disambiguation). In general, compliance means conforming to a rule, such as a specification, policy, standard or law. Regulatory compliance describes the goal that… …   Wikipedia

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