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21 фирма, уполномоченная на посредничество в срочных биржевых операциях
1) Economy: futures commission merchant (США)2) Banking: FCM (США; futures commission merchant)Универсальный русско-английский словарь > фирма, уполномоченная на посредничество в срочных биржевых операциях
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22 Associated Person (AP)
. An individual who solicits orders, customers or customer funds on behalf of a Futures Commission Merchant, an Introducing Broker, a Commodity Trading Advisor or a Commodity Pool Operator and who is registered with the Commodity Futures Trading Commission. . Glossary of Futures Terms .Англо-русский экономический словарь > Associated Person (AP)
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23 Associated Person (AP)
. An individual who solicits orders, customers or customer funds on behalf of a Futures Commission Merchant, an Introducing Broker, a Commodity Trading Advisor or a Commodity Pool Operator and who is registered with the Commodity Futures Trading Commission. . Glossary of Futures Terms .Англо-русский экономический словарь > Associated Person (AP)
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24 Purchase and Sale Statement (P&S)
. A statement sent by a Futures Commission Merchant to a customer when a futures or options position has been liquidated or offset. The statement shows the number of contracts bought or sold, the prices at which the con-tracts were bought or sold, the gross profit or loss, the commission charges and the net profit or loss on the transaction. Sometimes combined with a Confirmation Statement. . Glossary of Futures Terms .Англо-русский экономический словарь > Purchase and Sale Statement (P&S)
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25 Purchase and Sale Statement (P&S)
. A statement sent by a Futures Commission Merchant to a customer when a futures or options position has been liquidated or offset. The statement shows the number of contracts bought or sold, the prices at which the con-tracts were bought or sold, the gross profit or loss, the commission charges and the net profit or loss on the transaction. Sometimes combined with a Confirmation Statement. . Glossary of Futures Terms .Англо-русский экономический словарь > Purchase and Sale Statement (P&S)
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26 omnibus account
бирж. счет "омнибус" (счет одной фирмы, уполномоченной на посредничество в срочных биржевых операциях, у другой уполномоченной фирмы для проведения операций за счет клиентов первой)See:
* * *
счет "омнибус" (Великобритания): счет одного биржевика у другого для проведения операций за счет клиентов первого; обычно имеются в виду операции члена ЛИФФЕ по поручению другого члена, а фактически - его клиентов; см. London International Financial Futures Exchange.* * *. Счет одной фирмы, уполномоченной на посредничество в срочных биржевых операциях, у другой уполномоченной фирмы, на котором объединяются операции одного или нескольких лиц, проводимые от имени открывшего счет брокера. См. также commission house (биржевая брокерская компания) . An account carried by one Futures Commission Merchant (FCM) with another FCM in which the transactions of two or more per-sons are combined and carried in the name of the originating FCM rather than of the individual customers; the opposite of Fully Disclosed. Инвестиционная деятельность . -
27 Guaranteed Introducing Broker
. A firm or individual that solicits and accepts commodity futures orders from customers but does not accept money, securities or property from the customer. A Guaranteed Introducing Broker has a written agreement with a Futures Commission Merchant that obligates the FCM to assume financial and disciplinary responsibility for the performance of the Guaranteed Introducing Broker in connection with futures and options customers. Therefore, unlike an In-dependent Introducing Broker, a Guaranteed Introducing Broker must introduce all ac-counts to its guarantor FCM but is not subject to minimum financial requirements. All Introducing Brokers must be registered with the CFTC. . Glossary of Futures Terms .Англо-русский экономический словарь > Guaranteed Introducing Broker
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28 Confirmation Statement
. A statement sent by a Futures Commission Merchant to a customer when a futures or options position has been initiated. The statement shows the price and the number of con-tracts bought or sold. Sometimes combined with a Purchase and Sale Statement. . Glossary of Futures Terms .Англо-русский экономический словарь > Confirmation Statement
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29 Independent Introducing Broker
. A firm or individual that solicits and accepts commodity futures orders from customers but does not accept money, securities or property from the customer. Unlike a Guaranteed Introducing Broker, an Independent Introducing Broker is subject to minimum capital requirements and can introduce accounts to any registered Futures Commission Merchant. . Glossary of Futures Terms .Англо-русский экономический словарь > Independent Introducing Broker
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30 dual trading
= dual capacity.* * *. Dual trading occurs when (1) a floor broker executes customer orders and, on the same day, trades for his own account or an account in which he has an interest; or (2) a Futures Commission Merchant carries customer ac-counts and also trades, or permits its employees to trade, in accounts in which it has a proprietary interest, also on the same day. . Glossary of Futures Terms . -
31 Designated Self-Regulatory Organization (DSRO)
. When a Futures Commission Merchant (FCM) is a member of more than one Self-Regulatory Organization (SRO), the SROs may decide among themselves which of them will be primarily responsible for enforcing minimum financial and sales practice requirements. . Glossary of Futures Terms .Англо-русский экономический словарь > Designated Self-Regulatory Organization (DSRO)
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32 Designated Self-Regulatory Organization (DSRO)
. When a Futures Commission Merchant (FCM) is a member of more than one Self-Regulatory Organization (SRO), the SROs may decide among themselves which of them will be primarily responsible for enforcing minimum financial and sales practice requirements. . Glossary of Futures Terms .Англо-русский экономический словарь > Designated Self-Regulatory Organization (DSRO)
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33 Fully Disclosed
. An account carried by a Futures Commission Merchant in the name of an individual customer; the opposite of an Omnibus Account. . Glossary of Futures Terms . -
34 wire house
фин. "телеграфный дом", фирма с линией связи (брокерская фирма, имеющая частные линии связи со своими региональными отделениями)See:
* * *
"телеграфный дом" (США): биржевая брокерская фирма, имеющая частные линии связи со своими отделениями и др. фирмами, доступ к различным информационным системам; в прошлом этот доступ могли иметь только крупнейшие брокерские фирмы (сегодня - любые), и название используется в их отношении по традиции; = commission house.* * *. Компания, в распоряжении которой имеются частные линии связи со своими отделениями и другими фирмами, биржевыми или брокерскими компаниями . See Futures Commission Merchant. Словарь экономических терминов . -
35 associated person
сокр. AP фин. ассоциированное лицо (лицо, занимающееся поиском клиентов, принимающее заказы, управляющее средствами клиентов или контролирующее подобную деятельность других лиц от имени комиссионного дома, биржевого брокера, биржевого консультанта, управляющего пулом активов и т. п.)See: -
36 filling broker
бирж. исполняющий брокер (член биржи, исполняющий ордера от различных брокеров или работающий исключительно с одним биржевым посредником)See: -
37 комиссионный торговец фьючерсами
Trade: futures commission merchantУниверсальный русско-английский словарь > комиссионный торговец фьючерсами
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38 оптовый торговец, покупающий товары для продажи на рынке срочных сделок за комиссионное вознаграждение
Economy: futures commission merchantУниверсальный русско-английский словарь > оптовый торговец, покупающий товары для продажи на рынке срочных сделок за комиссионное вознаграждение
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39 посредник в срочных биржевых операциях
Investment: futures commission merchantУниверсальный русско-английский словарь > посредник в срочных биржевых операциях
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40 уполномоченный посредник в срочных биржевых операциях
Business: futures commission merchantУниверсальный русско-английский словарь > уполномоченный посредник в срочных биржевых операциях
См. также в других словарях:
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