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41 insurance brokerage
страх. страховое брокерство (деятельность страхового брокера, т. е. посредническая деятельность на рынке страховых услуг)See:* * * -
42 securities firm
фин. фирма ценных бумаг*, фирма по ценным бумагам* (фирма, ведущая операции с ценными бумагами на вторичном рынке)Syn:See:* * *фирма, ведущая операции с ценными бумагами -
43 non-member firm
бирж. незарегистрированная на бирже фирма*[компания] (брокерская фирма, не являющаяся членом биржи и заключающая сделки посредством фирм - членов биржи)Syn:Ant:member firm, member companySee:The new English-Russian dictionary of financial markets > non-member firm
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44 securities firm
фин. фирма, ведущая операции с ценными бумагами; инвестиционный дилер* (дилерская фирма, осуществляющая торговлю ценными бумагами на вторичном рынке)Syn:See:The new English-Russian dictionary of financial markets > securities firm
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45 stock brokerage company
бирж. = brokerage firmАнгло-русский экономический словарь > stock brokerage company
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46 stock brokerage company
бирж. = brokerage firmThe new English-Russian dictionary of financial markets > stock brokerage company
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47 broker's firm
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48 broking firm
бирж. = brokerage firm -
49 clearing firm
фин. расчетная фирма, фирма-член расчетной палаты (вид брокерской фирмы с доверительной ответственностью по передаче и получению ценных бумаг, которые являются объектом сделки фирмы-клиента; хранит все счета клиента, представленные брокером-дилером, записи всех операций клиента)See:* * * -
50 broker's firm
бирж. = brokerage firmThe new English-Russian dictionary of financial markets > broker's firm
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51 broking firm
бирж. = brokerage firmThe new English-Russian dictionary of financial markets > broking firm
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52 clearing firm
фин. расчетная фирма, фирма-член расчетной палаты (вид брокерской фирмы с доверительной ответственностью по передаче и получению ценных бумаг, которые являются объектом сделки фирмы-клиента; хранит все счета клиента, представленные брокером-дилером, записи всех операций клиента)See:The new English-Russian dictionary of financial markets > clearing firm
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53 white-shoe firm
бирж., разг. фирма "белого ботинка" (очень респектабельная брокерская фирма, не занимающаяся сомнительной деятельностью, в частности не участвующая в попытках враждебного поглощения компаний)See:The new English-Russian dictionary of financial markets > white-shoe firm
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54 брокерская фирма
Большой англо-русский и русско-английский словарь > брокерская фирма
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55 маклерская фирма
Большой англо-русский и русско-английский словарь > маклерская фирма
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56 soft dollaring
See:Another reason managers are interested in controlling client commissions deserves special attention. "Soft dollaring" has got to be one of the most misunderstood and controversial practices in the money management business. The very term "soft dollars" suggests something shady and conjures up images of money exchanging hands in dark alleyways. Among laymen, soft dollars may be confused with "soft money" political contributions. There is a thin connection between "soft dollars" and "soft money." Since brokerage firms are not subject to the same rules pertaining to political contributions as municipal underwriting firms, large "soft money" contributions from owners of brokerage firms do find their way into politicians' coffers more easily than contributions from underwriters. However, it is important to not confuse the two terms.So what is "soft dollaring?" Soft dollaring is the practice whereby money managers use client brokerage commissions to purchase investment research. When a manager pays for products or services with his own money, directly from the research provider, this is referred to as "hard dollars." Payment with client commissions, financed through a brokerage firm, is referred to as "soft dollars." Through soft dollar arrangements money managers are permitted to shift an expense related to the management of assets they would otherwise have to bear, onto their clients. The amount of this research expense the money management industry transfers onto its clients is in the billions annually. As a result, any analysis of the economics of the money management industry should include the effects of soft dollaring; however, we are unaware of any that has. In the institutional marketplace, strange as it may seem, it is possible for a money manager to profit more from soft dollars than from the negotiated asset management fee he receives.The general rule under the federal and state securities laws is that a fiduciary, the money manager, cannot use client assets for his own benefit or the benefit of other clients. To simplify matters greatly, soft dollaring is a legally prescribed exception to this rule. Congress, the SEC and other regulators have agreed that as long as the research purchased assists the manager in making investment decisions, the clients benefit and its legally acceptable. A tremendous amount of strained analysis has gone into the precise policies and procedures that managers must follow in purchasing research with client commission dollars. Over the years a distinction has been made between "proprietary" research or in-house research distributed to brokerage customers without a price tag attached and "independent third-party" research or research written by a third party and sold to managers at a stated price. Third party research has been most frequently criticized because its cost is separately stated and the benefit to managers most obvious. In this latter case, a breach of fiduciary duty seems most glaring. However, it is well known that proprietary research, offered for "free, " is produced to stimulate sales of dealer inventory. So presumably this research lacks credibility and is less beneficial to clients. There have been distinctions drawn between products and services, such as computers, which are "mixed-use, " i.e., which may serve dual purposes, providing both research and administrative uses. An adviser must make a reasonable allocation of the cost of the product according to its uses, the SEC has said. Some portion must be paid for with "hard" dollars and the other with "soft." There are several articles in our Library of Articles that describe soft dollar practices, rule changes and our proposal to Chairman Levitt to reform the soft dollar business.The issue that soft dollaring raises is: when is it acceptable for a manager to benefit from his client's commissions? For purposes of this article we would like to introduce a new and more useful perspective for pensions in their analysis of soft dollars or any other brokerage issue. That is, all brokerage commissions controlled by managers, benefit managers in some way. Brokerage decision-making by managers rarely, if ever, is simply based upon what firm can execute the trade at the best price. Brokerage is a commodity. Almost all brokerage firms offer reasonably competent, "best execution" services. If they didn't, they'd get sued and soon be out of business. Most savvy brokerage marketers don't even try to differentiate their firms with long-winded explanations about best-execution capabilities. Best execution is a given and impossible to prove. If you want to understand how your money manager allocates brokerage, study his business as a whole, including his marketing and affiliates-not just the investment process.The new English-Russian dictionary of financial markets > soft dollaring
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57 broking house
а) бирж. = brokerage firmб) страх. (компания, оказывающая брокерские услуги на страховом рынке)Syn:See: -
58 ABC agreement
ABC agreement PERS, STOCK ABC-Vereinbarung f, ABC-Vertrag m (an agreement between a brokerage firm and an employee detailing the rights of the firm when it purchases an NYSE membership for the employee; vertragliche Vereinbarung zwischen einem Wertpapierhaus und seinem Angestellten über die Rechte der Firma für den Fall, dass sie dem angestellten Broker einen Sitz an der New York Stock Exchange kauft)Englisch-Deutsch Fachwörterbuch der Wirtschaft > ABC agreement
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59 account executive
сокр. AE эк. менеджер по работе с клиентами* (лицо, ответственное за работу и поддержание отношений с существующими клиентами, а также за привлечение новых клиентов; обычно речь идет о работнике рекламного агентства, уполномоченном на ведение дел с определенным рекламодателем или несколькими рекламодателями, либо о сотруднике брокерской фирмы, работающем с клиентами; входит в группу "специальности, связанные с менеджментом в области рекламы" DOT)Syn:See:management supervisor, registered representative, brokerage firm, Dictionary of Occupational Titles, Advertising Management Occupations
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1) брокер; = registered representative; 2) сотрудник банка или рекламной компании, отвечающий за операции с конкретным клиентом; человек, который ведет данного клиента; = account supervisor; contact person.* * *брокер фондовой биржи; сотрудник фирмы, курирующий данного клиента c урегулированием в следующий расчетный период. . Словарь экономических терминов .* * *ответственный исполнитель, контакторслужащий рекламного агентства, отвечающий за планирование и подготовку рекламы одного или нескольких клиентов-----сотрудник рекламного, маркетингового агентства или агентства по связям с общественностью, ответственный за ведение дел с клиентами -
60 custodial account
банк. опекунский [попечительский, кастодиальный\] счет (счет, открываемый родителями для детей в банке, брокерской фирме или взаимном фонде; дети не могут совершать сделки без согласия попечителя; используется для получения налоговых льгот)Syn:See:
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попечительский счет: счет, который родители открывают для несовершеннолетнего ребенка в банке или в брокерской фирме для получения налоговых льгот; дети не могут совершать сделки без согласия попечителей; см. Clifford trust;* * *счет, открытый родителями несовершеннолетнему
См. также в других словарях:
brokerage firm — noun a stock broker s business; charges a fee to act as intermediary between buyer and seller • Syn: ↑brokerage, ↑securities firm • Derivationally related forms: ↑broker (for: ↑brokerage) • Hypernyms: ↑ … Useful english dictionary
brokerage firm — / brəυkərɪdʒ fɜ:m/, brokerage house / brəυkərɪdʒ haυs/ noun a firm which buys and sells shares for clients … Dictionary of banking and finance
brokerage — The fee paid to a floor broker for executing orders. May be a flat amount or a percentage; also referred to as a commission. Chicago Mercantile Exchange Glossary Commission charges payable on securities transactions. Dresdner Kleinwort… … Financial and business terms
Brokerage Account — An arrangement between an investor and a licensed brokerage firm that allows the investor to deposit funds with the firm and place investment orders through the brokerage, which then carries out the transactions on the investor s behalf. The… … Investment dictionary
brokerage — [[t]bro͟ʊkərɪʤ[/t]] brokerages 1) N COUNT: usu N n A brokerage or a brokerage firm is a company of brokers. ...Japan s four biggest brokerages. 2) N UNCOUNT: usu N n A brokerage fee or commission is the money charged by a broker for his or her… … English dictionary
Firm Order — 1. A market order to buy or sell a security for a brokerage s proprietary account. A firm order requires a trader to be fully authorized by the brokerage before executing the transaction. 2. A buy or sell order executed by a broker for a client s … Investment dictionary
Brokerage General Agent — An independent firm or contractor working for an insurance company whose main function is to sell one or more insurance products to select insurance brokers. Brokers then sell the policies to their clients. Brokerage general agents can specialize … Investment dictionary
brokerage — bro|ker|age [ˈbrəukərıdʒ US ˈbrou ] n [U] 1.) the business of being a broker 2.) the amount of money a broker charges 3.) brokerage house/firm a company of brokers, or the place where they work … Dictionary of contemporary English
brokerage — noun (U) 1 the business of being a broker 2 the amount of money a broker charges 3 brokerage house/firm a company of brokers, or the place where they work … Longman dictionary of contemporary English
brokerage — noun a) A business, firm, or company whose business is to act as a broker. b) The commission paid to a broker … Wiktionary
brokerage house — An individual or organization that solicits or accepts orders to buy or sell futures contracts or options on futures and accepts money or other assets from customers to support such orders. Also referred to as commission house or wire house .… … Financial and business terms